SEC Form 4 · accession 0001209191-17-042479
CASS INFORMATION SYSTEMS INC · CASS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James J Lindemann
Director
Period of report
Jun 28, 2017
Accepted (ET)
Jun 30, 2017 · 3:30 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000708781
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jun 28, 2017 | A | 113 | $0.00 | A | 9,905 | D | |
| Common StockF3 | holding | — | — | — | 200 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Restricted stock awarded in lieu of cash payment for Board retainer fee. Award vests upon retirement from the Board.
- F2Includes restricted stock bonus shares, subject to vesting and forfeiture.
- F3Includes 200 shares acquired through participation in a Direct Stock Purchase and Dividend Reinvestment Plan.