SEC Form 4 · accession 0001209191-17-039367
CASS INFORMATION SYSTEMS INC · CASS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
P Stephen Appelbaum
Officer — CFO
Period of report
Jun 9, 2017
Accepted (ET)
Jun 13, 2017 · 12:03 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000708781
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 9, 2017 | M | 2,318 | $24.93 | A | 32,132 | D | |
| Common StockF1 | Jun 9, 2017 | D | 874 | $66.12 | D | 31,258 | D | |
| Common StockF1 | Jun 9, 2017 | F | 625 | $66.12 | D | 30,633 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightsF2 | $24.93 | Jun 9, 2017 | M | 2,318 | D | Jan 27, 2011 | Jan 25, 2020 | Common Stock | 2,318 | 0 | D |
Explanation of responses
- F1Includes restricted stock bonus shares, subject to vesting and forfeiture.
- F2Over a three-year vesting period, SARs become exercisable in one-third increments on the anniversary date of the grant.