SEC Form 4 · accession 0001209191-17-002222
CASS INFORMATION SYSTEMS INC · CASS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert J Mathias
Officer — President, Cass Bank
Period of report
Jan 5, 2017
Accepted (ET)
Jan 5, 2017 · 5:09 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000708781
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 5, 2017 | M | 2,811 | $61.64 | A | 17,546 | D | |
| Common StockF1 | Jan 5, 2017 | D | 2,347 | $73.85 | D | 15,199 | D | |
| Common StockF1 | Jan 5, 2017 | F | 179 | $73.85 | D | 15,020 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightsF2 | $61.64 | Jan 5, 2017 | M | 2,811 | D | Jan 29, 2015 | Jan 27, 2024 | Common Stock | 2,811 | 1,406 | D |
Explanation of responses
- F1Includes restricted stock bonus shares, subject to vesting and forfeiture.
- F2Over a three-year vesting period, SARs become exercisable in one-third increments on the anniversary date of the grant.