SEC Form 4 · accession 0001209191-16-139295
CASS INFORMATION SYSTEMS INC · CASS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark Campbell
Officer — President, Transportation
Period of report
Aug 31, 2016
Accepted (ET)
Aug 31, 2016 · 3:04 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000708781
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 31, 2016 | M | 1,129 | $33.56 | A | 12,307 | D | |
| Common StockF1 | Aug 31, 2016 | D | 664 | $57.11 | D | 11,643 | D | |
| Common StockF1 | Aug 31, 2016 | F | 192 | $57.11 | D | 11,451 | D | |
| Common StockF1 | Aug 31, 2016 | M | 2,052 | $42.14 | A | 13,503 | D | |
| Common StockF1 | Aug 31, 2016 | D | 1,515 | $57.11 | D | 11,988 | D | |
| Common StockF1 | Aug 31, 2016 | F | 222 | $57.11 | D | 11,766 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightsF2 | $33.56 | Aug 31, 2016 | M | 1,129 | D | Jan 25, 2013 | Jan 23, 2022 | Common Stock | 1,129 | 0 | D |
| Stock Appreciation RightsF2 | $42.14 | Aug 31, 2016 | M | 2,052 | D | Jan 23, 2014 | Jan 21, 2023 | Common Stock | 2,052 | 0 | D |
Explanation of responses
- F1Includes restricted stock bonus shares, subject to vesting and forfeiture.
- F2Over a three-year vesting period, SARs become exercisable in one-third increments on the anniversary date of the grant.