SEC Form 4 · accession 0001209191-16-139057
CASS INFORMATION SYSTEMS INC · CASS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Eric H Brunngraber
Officer — President, CEO · Director
Period of report
Aug 26, 2016
Accepted (ET)
Aug 30, 2016 · 9:45 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000708781
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 26, 2016 | M | 5,000 | $29.95 | A | 67,253 | D | |
| Common StockF1 | Aug 26, 2016 | D | 2,565 | $58.39 | D | 64,688 | D | |
| Common StockF1 | Aug 26, 2016 | F | 1,167 | $58.39 | D | 63,521 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightsF2 | $29.95 | Aug 26, 2016 | M | 5,000 | D | Jan 26, 2012 | Jan 24, 2021 | Common Stock | 5,000 | 15,065 | D |
Explanation of responses
- F1Includes restricted stock bonus shares, subject to vesting and forfeiture.
- F2Over a three-year vesting period, SARs become exercisable in one-third increments on the anniversary date of the grant.