SEC Form 4 · accession 0001209191-16-134135
CASS INFORMATION SYSTEMS INC · CASS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
P Stephen Appelbaum
Officer — CFO
Period of report
Jul 26, 2016
Accepted (ET)
Jul 27, 2016 · 5:22 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000708781
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jul 26, 2016 | M | 6,234 | $21.30 | A | 30,907 | D | |
| Common StockF1 | Jul 26, 2016 | D | 2,454 | $54.13 | D | 28,453 | D | |
| Common StockF1 | Jul 26, 2016 | F | 1,563 | $54.13 | D | 26,890 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightsF2 | $21.30 | Jul 26, 2016 | M | 6,234 | D | Jan 21, 2010 | Jan 19, 2019 | Common Stock | 6,234 | 6,234 | D |
Explanation of responses
- F1Includes restricted stock bonus shares, subject to vesting and forfeiture.
- F2Over a three-year vesting period, SARs become exercisable in one-third increments on the anniversary date of the grant.