SEC Form 4 · accession 0001209191-15-030107
CASS INFORMATION SYSTEMS INC · CASS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Eric H Brunngraber
Officer — President, CEO · Director
Period of report
Mar 27, 2015
Accepted (ET)
Mar 30, 2015 · 12:18 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000708781
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 27, 2015 | M | 10,065 | $23.48 | A | 69,193 | D | |
| Common StockF1 | Mar 27, 2015 | D | 4,302 | $54.94 | D | 64,891 | D | |
| Common StockF1 | Mar 27, 2015 | F | 2,763 | $54.94 | D | 62,128 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightsF2 | $23.48 | Mar 27, 2015 | M | 10,065 | D | Jan 23, 2009 | Jan 21, 2018 | Common Stock | 10,065 | 1,093 | D |
Explanation of responses
- F1Includes restricted stock bonus shares, subject to vesting and forfeiture.
- F2Over a three-year vesting period, SARs become exercisable in one-third increments on the anniversary date of the grant.