SEC Form 4 · accession 0001209191-15-025921
CASS INFORMATION SYSTEMS INC · CASS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
P Stephen Appelbaum
Officer — CFO
Period of report
Mar 12, 2015
Accepted (ET)
Mar 13, 2015 · 12:49 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000708781
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 12, 2015 | M | 4,728 | $23.48 | A | 26,700 | D | |
| Common StockF1 | Mar 12, 2015 | D | 2,106 | $52.72 | D | 24,594 | D | |
| Common StockF1 | Mar 12, 2015 | F | 1,078 | $52.72 | D | 23,516 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightsF2 | $23.48 | Mar 12, 2015 | M | 4,728 | D | Jan 23, 2009 | Jan 21, 2018 | Common Stock | 4,728 | 0 | D |
Explanation of responses
- F1Includes restricted stock bonus shares, subject to vesting and forfeiture.
- F2Over a three-year vesting period, SARs become exercisable in one-third increments on the anniversary date of the grant.