SEC Form 4 · accession 0001209191-19-014963
NCR Voyix Corp · VYX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
J. Robert Ciminera
Officer — EVP Global Customer Services
Period of report
Feb 27, 2019
Accepted (ET)
Mar 1, 2019 · 4:18 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000070866
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 27, 2019 | M | 3,391 | $0.00 | A | 3,391 | D | |
| Common StockF2 | Feb 27, 2019 | F | 1,671 | $28.03 | D | 1,720 | D | |
| Common StockF4 | Feb 28, 2019 | S | 1,720 | $27.68 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | $0.00 | Feb 27, 2019 | M | 3,391 | D | — | — | Common Stock | 3,391 | 3,392 | D |
Explanation of responses
- F1Represents the conversion of restricted stock units that vested on February 27, 2019. The performance related conditions of these restricted stock units were satisfied on February 23, 2018.
- F2These shares were withheld to cover tax withholding obligations when 3,391 previously reported restricted stock units vested on February 27, 2019.
- F3This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 2, 2018.
- F4Represents the sale of 1,720 shares in thirty-six transactions on February 28, 2019 ranging in price from $27.59 to $27.81 per share, resulting in a weighted average sale price of $27.68 per share. The reporting person undertakes to provide NCR Corporation ("NCR"), any security holder of NCR, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.