SEC Form 4 · accession 0001209191-19-013732
NCR Voyix Corp · VYX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
J. Robert Ciminera
Officer — EVP Global Customer Services
Period of report
Feb 23, 2019
Accepted (ET)
Feb 26, 2019 · 6:20 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000070866
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 23, 2019 | M | 9,381 | $0.00 | A | 11,876 | D | |
| Common StockF2 | Feb 23, 2019 | F | 3,273 | $28.96 | D | 8,603 | D | |
| Common StockF3 | Feb 24, 2019 | M | 46,886 | $0.00 | A | 55,489 | D | |
| Common StockF4 | Feb 24, 2019 | F | 19,319 | $28.96 | D | 36,170 | D | |
| Common StockF5 | Feb 24, 2019 | F | 1,229 | $28.96 | D | 34,941 | D | |
| Common StockF7 | Feb 25, 2019 | S | 34,941 | $28.94 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | $0.00 | Feb 23, 2019 | M | 9,381 | D | — | — | Common Stock | 9,381 | 18,763 | D |
| Restricted Stock UnitsF3 | $0.00 | Feb 24, 2019 | M | 46,886 | D | — | — | Common Stock | 46,886 | 46,885 | D |
Explanation of responses
- F1Represents the conversion of restricted stock units that vested on February 23, 2019. The performance related conditions of these restricted stock units were satisfied on February 7, 2019.
- F2These shares were withheld to cover tax withholding obligations when 9,381 previously reported restricted stock units vested on February 23, 2019.
- F3Represents the conversion of restricted stock units that vested on February 24, 2019. The performance related conditions of these restricted stock units were satisfied on December 9, 2016.
- F4These shares were withheld to cover tax withholding obligations when 46,886 previously reported restricted stock units vested on February 24, 2019.
- F5These shares were withheld to cover tax withholding obligations when 2,495 previously reported restricted stock units vested on February 24, 2018.
- F6This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 2, 2018.
- F7Represents the sale of 34,941 shares in three hundred-fifty transactions on February 25, 2019 ranging in price from $28.67 to $29.32 per share, resulting in a weighted average sale price of $28.94 per share. The reporting person undertakes to provide NCR Corporation ("NCR"), any security holder of NCR, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.