SEC Form 4 · accession 0001209191-19-013724
NCR Voyix Corp · VYX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Adrian Button
Officer — SVP, Hardware Product Ops
Period of report
Feb 23, 2019
Accepted (ET)
Feb 26, 2019 · 6:17 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000070866
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 23, 2019 | M | 6,822 | $0.00 | A | 29,412 | D | |
| Common StockF2 | Feb 23, 2019 | F | 2,132 | $28.96 | D | 27,280 | D | |
| Common StockF4,F5 | Feb 25, 2019 | S | 4,690 | $29.10 | D | 23,307 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | $0.00 | Feb 23, 2019 | M | 6,822 | D | — | — | Common Stock | 6,822 | 13,646 | D |
Explanation of responses
- F1Represents the conversion of restricted stock units that vested on February 23, 2019. The performance related conditions of these restricted stock units were satisfied on February 7, 2019.
- F2These shares were withheld to cover tax withholding obligations when 6,822 previously reported restricted stock units vested on February 23, 2019.
- F3This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 13, 2018.
- F4Represents the sale of 4,690 shares in fifty-two transactions on February 25, 2019 ranging in price from $28.84 to $29.35 per share, resulting in a weighted average sale price of $29.10 per share. The reporting person undertakes to provide NCR Corporation ("NCR"), any security holder of NCR, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F5Includes 717.360 shares acquired under the NCR Employee Stock Purchase Plan from January through June 2018. These shares were rounded to 717 for disclosure in this table.