SEC Form 4 · accession 0001209191-18-035602
NCR Voyix Corp · VYX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Frank R Martire
Officer — Exec. Chairman of the Board · Director
Period of report
Jun 1, 2018
Accepted (ET)
Jun 5, 2018 · 4:08 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000070866
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 1, 2018 | A | 74,676 | $30.13 | A | 92,176 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F2 | $30.13 | Jun 1, 2018 | A | 165,396 | A | — | May 31, 2025 | Common Stock | 165,396 | 165,396 | D |
| Employee Stock Option (Right to Buy)F3 | $30.13 | Jun 1, 2018 | A | 248,094 | A | — | May 31, 2025 | Common Stock | 248,094 | 248,094 | D |
Explanation of responses
- F1This is an annual equity award of time-based restricted stock units granted on June 1, 2018 that will vest ratably with one-third of such units vesting on each of the first, second and third anniversaries of the grant date (each a "Vesting Date") subject to the reporting person's continued employment with the issuer on the applicable Vesting Date in accordance with the terms of the applicable award agreement.
- F2This is a new hire equity award of an option granted on June 1, 2018 that will vest ratably with one-quarter vesting on each of the first, second, third and fourth anniversaries of the grant date (each an "Option Vesting Date") subject to the reporting person's continued employment with the issuer on the applicable Option Vesting Date in accordance with the terms of the applicable award agreement.
- F3This is an annual equity award of an option granted on June 1, 2018 that will vest ratably with one-quarter vesting on each of the first, second, third and fourth anniversaries of the grant date (each an "Option Vesting Date") subject to the reporting person's continued employment with the issuer on the applicable Option Vesting Date in accordance with the terms of the applicable award agreement.