SEC Form 4 · accession 0001209191-18-014270
NCR Voyix Corp · VYX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Edward R Gallagher
Officer — SVP, GC & Secy
Period of report
Feb 23, 2018
Accepted (ET)
Feb 27, 2018 · 7:48 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000070866
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 23, 2018 | F | 728 | $32.57 | D | 19,806 | D | |
| Common StockF2 | Feb 24, 2018 | F | 341 | $32.57 | D | 19,465 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F3 | $32.57 | Feb 23, 2018 | A | 28,912 | A | — | Feb 23, 2025 | Common Stock | 28,912 | 28,912 | D |
| Restricted Stock UnitsF4 | $0.00 | Feb 23, 2018 | A | 3,816 | A | — | — | Common Stock | 3,816 | 3,816 | D |
| Restricted Stock UnitsF5 | $0.00 | Feb 23, 2018 | A | 11,886 | A | — | — | Common Stock | 11,886 | 11,886 | D |
Explanation of responses
- F1These shares were withheld to cover tax withholding obligations when 1,672 previously reported restricted stock units vested on February 23, 2018.
- F2These shares were withheld to cover tax withholding obligations when 891 previously reported restricted stock units vested on February 24, 2018.
- F3This is an option granted on February 23, 2018 that will vest ratably with one-quarter vesting on each of the first, second, third and fourth anniversaries of the grant date (each an "Option Vesting Date") subject to the reporting person's continued employment with the issuer on the applicable Option Vesting Date in accordance with the terms of the applicable award agreement.
- F4These are performance-vesting restricted stock units as to which the performance-related conditions to vesting have been satisfied. The units will vest ratably with one-third of such units vesting on each of the first, second and third anniversaries of the February 27, 2017 grant date (each an "RSU Vesting Date") subject to the reporting person's continued employment with the issuer on the applicable RSU Vesting Date in accordance with the terms of the applicable award agreement.
- F5These are performance-based restricted stock units as to which certain performance-related conditions to vesting have been satisfied. The units will vest on August 24, 2019, subject to the reporting person's continued employment with the issuer on that date and in accordance with the terms and conditions of the applicable award agreement.