SEC Form 4 · accession 0001209191-16-153842
NCR Voyix Corp · VYX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Edward P Boykin
Director
Period of report
Dec 5, 2016
Accepted (ET)
Dec 7, 2016 · 2:51 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000070866
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 5, 2016 | S | 27,664 | $38.98 | D | 53,053 | D | |
| Common Stock | Dec 5, 2016 | M | 3,252 | $22.96 | A | 56,305 | D | |
| Common StockF2 | Dec 5, 2016 | S | 3,252 | $38.98 | D | 53,053 | D | |
| Common Stock | Dec 5, 2016 | M | 7,152 | $25.17 | A | 60,205 | D | |
| Common StockF3 | Dec 5, 2016 | S | 7,152 | $38.98 | D | 53,053 | D | |
| Common Stock | Dec 5, 2016 | M | 19,134 | $10.09 | A | 72,187 | D | |
| Common StockF4 | Dec 5, 2016 | S | 19,134 | $38.98 | D | 53,053 | D | |
| Common Stock | Dec 5, 2016 | M | 13,830 | $13.16 | A | 66,883 | D | |
| Common StockF5 | Dec 5, 2016 | S | 13,830 | $38.98 | D | 53,053 | D | |
| Common Stock | Dec 5, 2016 | M | 11,363 | $19.35 | A | 64,416 | D | |
| Common StockF6 | Dec 5, 2016 | S | 11,363 | $38.98 | D | 53,053 | D | |
| Common Stock | Dec 5, 2016 | M | 9,688 | $23.32 | A | 62,741 | D | |
| Common StockF7 | Dec 5, 2016 | S | 9,688 | $38.98 | D | 53,053 | D | |
| Common StockF8 | Dec 5, 2016 | G | 1,950 | $0.00 | D | 51,103 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $22.96 | Dec 5, 2016 | M | 3,252 | D | Apr 25, 2008 | Apr 24, 2017 | Common Stock | 3,252 | 0 | D |
| Stock Option (Right to Buy) | $25.17 | Dec 5, 2016 | M | 7,152 | D | May 14, 2009 | May 13, 2018 | Common Stock | 7,152 | 0 | D |
| Stock Option (Right to Buy) | $10.09 | Dec 5, 2016 | M | 19,134 | D | May 1, 2010 | Apr 30, 2019 | Common Stock | 19,134 | 0 | D |
| Stock Option (Right to Buy) | $13.16 | Dec 5, 2016 | M | 13,830 | D | May 1, 2011 | Apr 30, 2020 | Common Stock | 13,830 | 0 | D |
| Stock Option (Right to Buy) | $19.35 | Dec 5, 2016 | M | 11,363 | D | May 3, 2012 | May 2, 2021 | Common Stock | 11,363 | 0 | D |
| Stock Option (Right to Buy) | $23.32 | Dec 5, 2016 | M | 9,688 | D | Apr 25, 2013 | Apr 25, 2022 | Common Stock | 9,688 | 0 | D |
Explanation of responses
- F1Represents the sale of 27,664 shares in 247 transactions on December 5, 2016 ranging in price from $38.80 to $39.14 per share, resulting in a weighted average sale price of $38.98 per share. The reporting person undertakes to provide NCR Corporation ("NCR"), any security holder of NCR, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F2Represents the sale of 3,252 shares in 35 transactions on December 5, 2016 ranging in price from $38.80 to $39.09 per share, resulting in a weighted average sale price of $38.98 per share. The reporting person undertakes to provide NCR Corporation ("NCR"), any security holder of NCR, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F3Represents the sale of 7,152 shares in 74 transactions on December 5, 2016 ranging in price from $38.82 to $39.13 per share, resulting in a weighted average sale price of $38.98 per share. The reporting person undertakes to provide NCR Corporation ("NCR"), any security holder of NCR, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F4Represents the sale of 19,134 shares in 191 transactions on December 5, 2016 ranging in price from $38.82 to $39.14 per share, resulting in a weighted average sale price of $38.98 per share. The reporting person undertakes to provide NCR Corporation ("NCR"), any security holder of NCR, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F5Represents the sale of 13,830 shares in 138 transactions on December 5, 2016 ranging in price from $38.80 to $39.14 per share, resulting in a weighted average sale price of $38.98 per share. The reporting person undertakes to provide NCR Corporation ("NCR"), any security holder of NCR, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F6Represents the sale of 11,363 shares in 113 transactions on December 5, 2016 ranging in price from $38.80 to $39.13 per share, resulting in a weighted average sale price of $38.98 per share. The reporting person undertakes to provide NCR Corporation ("NCR"), any security holder of NCR, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F7Represents the sale of 9,688 shares in 100 transactions on December 5, 2016 ranging in price from $38.83 to $39.14 per share, resulting in a weighted average sale price of $38.98 per share. The reporting person undertakes to provide NCR Corporation ("NCR"), any security holder of NCR, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F8These are shares of NCR Corporation Common Stock that the reporting person gifted to a nonprofit 501(c)(3) organization.