SEC Form 4 · accession 0001209191-16-147141
NCR Voyix Corp · VYX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Frederick Marquardt
Officer — EVP Svs, Hdwre Sol, Entp Qual
Period of report
Oct 25, 2016
Accepted (ET)
Oct 27, 2016 · 4:15 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000070866
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Oct 25, 2016 | M | 15,515 | $0.00 | A | 104,662 | D | |
| Common StockF2 | Oct 25, 2016 | F | 6,839 | $30.25 | D | 97,823 | D | |
| Common StockF3,F4 | Oct 26, 2016 | S | 8,676 | $34.23 | D | 89,147 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | $0.00 | Oct 25, 2016 | M | 15,515 | A | — | — | Common Stock | 15,515 | 0 | D |
Explanation of responses
- F1Represents the conversion of restricted stock units that vested on October 25, 2016. The performance related conditions of these restricted stock units were satisfied on February 23, 2015.
- F2These shares were withheld to cover tax withholding obligations when 15,515 restricted stock units vested on October 25, 2016.
- F3These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 14, 2016.
- F4Represents the sale of 8,676 shares in 74 transactions on October 26, 2016 ranging in price from $32.20 to $34.99 per share, resulting in a weighted average sale price of $34.23 per share. The reporting person undertakes to provide NCR Corporation ("NCR"), any security holder of NCR, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range sent forth in this footnote.