SEC Form 4 · accession 0001209191-16-147135
NCR Voyix Corp · VYX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert P Fishman
Officer — EVP, CFO and CAO
Period of report
Oct 25, 2016
Accepted (ET)
Oct 27, 2016 · 4:13 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000070866
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Oct 25, 2016 | M | 18,337 | $0.00 | A | 72,924 | D | |
| Common StockF2 | Oct 25, 2016 | F | 7,911 | $30.25 | D | 65,013 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | $0.00 | Oct 25, 2016 | M | 18,337 | D | — | — | Common Stock | 18,337 | 0 | D |
Explanation of responses
- F1Represents the conversion of restricted stock units that vested on October 25, 2016. The performance related conditions of these restricted stock units were satisfied on February 23, 2015.
- F2These shares were withheld to cover tax withholding obligations when 18,337 restricted stock units vested on October 25, 2016.