SEC Form 4 · accession 0001209191-16-137451
NCR Voyix Corp · VYX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Andrea Ledford
Officer — EVP Corp Svs, Chief HR Officer
Period of report
Aug 15, 2016
Accepted (ET)
Aug 17, 2016 · 2:50 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000070866
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 15, 2016 | M | 10,000 | $21.27 | A | 98,285 | D | |
| Common StockF2,F3 | Aug 15, 2016 | S | 10,000 | $33.40 | D | 89,120 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) | $21.27 | Aug 15, 2016 | M | 10,000 | A | Mar 1, 2011 | Feb 28, 2017 | Common Stock | 10,000 | 0 | D |
Explanation of responses
- F1The exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 13, 2016.
- F2Represents the sale of 10,000 shares in 90 transactions on August 15, 2016, ranging in price from $33.25 to $33.59 per share, resulting in a weighted average sale price of $33.40 per share. The reporting person undertakes to provide NCR Corporation ("NCR"), any security holder of NCR, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F3Includes 834.312 shares acquired under the NCR Employee Stock Purchase Plan since January 30, 2016. These shares were rounded to 835 for disclosure in this table.