SEC Form 4 · accession 0001209191-16-102059
NCR Voyix Corp · VYX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Frederick Marquardt
Officer — EVP Svs, Entp Qual and T&T
Period of report
Feb 22, 2016
Accepted (ET)
Feb 24, 2016 · 6:43 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000070866
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 23, 2016 | F | 1,378 | $23.03 | D | 79,096 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2 | $0.00 | Feb 22, 2016 | A | 6,360 | A | — | — | Common Stock | 6,360 | 6,360 | D |
| Restricted Stock UnitsF3 | $0.00 | Feb 22, 2016 | A | 8,197 | A | — | — | Common Stock | 8,197 | 8,197 | D |
Explanation of responses
- F1These shares were withheld to cover tax withholding obligations when 4,180 restricted stock units vested on February 23, 2016.
- F2These are restricted stock units as to which certain performance-related conditions to vesting have been satisfied. The units will vest on October 24, 2017, subject to the reporting person's continued employment with the issuer on that date and in accordance with the terms and conditions of the applicable award agreement.
- F3These are restricted stock units as to which certain performance-related conditions to vesting have been satisfied. The units will vest on May 1, 2017, subject to the reporting person's continued employment with the issuer on that date and in accordance with the terms and conditions of the applicable award agreement.