SEC Form 4 · accession 0001209191-15-077568
NCR Voyix Corp · VYX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Frederick Marquardt
Officer — EVP Svs, Hdwre Sol, Entp Qual
Period of report
Oct 28, 2015
Accepted (ET)
Oct 30, 2015 · 8:07 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000070866
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Oct 28, 2015 | M | 11,089 | $0.00 | A | 85,264 | D | |
| Common StockF2 | Oct 28, 2015 | F | 4,790 | $26.28 | D | 80,474 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | $0.00 | Oct 28, 2015 | M | 11,089 | D | — | — | Common Stock | 11,089 | 0 | D |
Explanation of responses
- F1Represents the conversion of restricted stock units that vested on October 28, 2015. The performance related conditions of these restricted stock units were satisfied on February 24, 2014.
- F2These shares were withheld to cover tax withholding obligations when 11,089 restricted stock units vested on October 28, 2015.