SEC Form 4 · accession 0001181431-15-003781
NCR Voyix Corp · VYX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Frederick Marquardt
Officer — EVP Svs, Hdwre Sol, Entp Qual
Period of report
Feb 28, 2015
Accepted (ET)
Mar 3, 2015 · 4:57 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000070866
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 28, 2015 | M | 11,088 | $0.00 | A | 79,802 | D | |
| Common StockF2 | Mar 2, 2015 | F | 3,698 | $29.43 | D | 76,104 | D | |
| Common StockF3 | Mar 2, 2015 | F | 1,929 | $29.43 | D | 74,175 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | $0.00 | Feb 28, 2015 | M | 11,088 | D | — | — | Common Stock | 11,088 | 11,089 | D |
Explanation of responses
- F1Represents the conversion of restricted stock units that vested on February 28, 2015. The performance related conditions of these restricted stock units were satisfied on February 24, 2014.
- F2These shares were withheld to cover tax withholding obligations when 11,088 restricted stock units vested on February 28, 2015.
- F3These shares were withheld to cover tax withholding obligations when 5,784 restricted stock units vested on February 28, 2015.