SEC Form 4 · accession 0001225208-19-000545
Archer-Daniels-Midland Co · ADM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Pierre Dufour
Director
Period of report
Jan 2, 2019
Accepted (ET)
Jan 4, 2019 · 2:27 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000007084
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 2, 2019 | M | 4,234 | $0.00 | A | 11,934 | D | |
| Common Stock | Jan 2, 2019 | D | 4,234 | $40.84 | D | 7,700 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock UnitsF1,F2,F3 | $0.00 | Jan 2, 2019 | A | 1,073 | A | — | — | Common Stock | 1,073 | 25,248 | D |
| Stock UnitsF1,F2,F3 | $0.00 | Jan 2, 2019 | M | 4,234 | D | — | — | Common Stock | 4,234 | 21,014 | D |
Explanation of responses
- F1Granted pursuant to Archer-Daniels-Midland Company's Stock Unit Plan for Nonemployee Directors.
- F2Conversion or exercise price of Derivative Security is 1-for-1.
- F3The earlier of the date five years after the end of the calendar year that includes the calendar quarter for which any stock unit is awarded to the participant, or in which such stock unit is credited to the participant as a dividend equivalent, or the date the participant ceases to be a member of the Board of Directors, in each case as may be extended pursuant to the terms of the Archer-Daniels-Midland Company's Stock Unit Plan for Nonemployee Directors.