SEC Form 4 · accession 0001225208-16-042424
Archer-Daniels-Midland Co · ADM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Juan R Luciano
Officer — President & CEO · Director
Period of report
Nov 29, 2016
Accepted (ET)
Dec 1, 2016 · 10:10 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000007084
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Nov 29, 2016 | J | 214,509 | $0.00 | D | 24,099 | I | By Family LLC |
| Common StockF3 | Nov 29, 2016 | G | 23,861 | $0.00 | D | 238 | I | By Family LLC |
| Common StockF1 | Nov 29, 2016 | J | 214,509 | $0.00 | A | 214,509 | I | By Irrevocable Trust |
| Common StockF3 | Nov 29, 2016 | G | 23,861 | $0.00 | A | 238,370 | I | By Irrevocable Trust |
| Common Stock | holding | — | — | — | 293,389 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Reflects the transfer of 899 non-voting units in a limited liability company (the "LLC") established for the benefit of the reporting person's immediate family to an irrevocable trust (the "Trust") also established for the benefit of his immediate family in exchange for assets of equal value, with the units representing a pecuniary interest in 214,509 shares of ADM stock held by the LLC.
- F2On November 14, 2016, the reporting person had contributed 238,608 shares of ADM stock that he had previously owned indirectly in a revocable trust to the LLC, of which he was then the holder of all voting and non-voting units.
- F3Reflects the gift of 100 non-voting units in the LLC to the Trust with the units representing a pecuniary interest in 23,861 shares of ADM stock held by the LLC.