SEC Form 4 · accession 0001225208-16-037218
Archer-Daniels-Midland Co · ADM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ambrose Michael D
Officer — Senior Vice President
Period of report
Jul 29, 2016
Accepted (ET)
Aug 1, 2016 · 4:09 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000007084
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 29, 2016 | M | 41,525 | $26.03 | A | 198,028 | D | |
| Common StockF1 | Jul 29, 2016 | S | 41,525 | $45.00 | D | 156,503 | D | |
| Common StockF2 | holding | — | — | — | 720 | I | By Employee Benefit Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee stock option (right to buy)F3 | $26.03 | Jul 29, 2016 | M | 41,525 | D | — | Aug 8, 2018 | Common Stock | 41,525 | 41,524 | D |
Explanation of responses
- F1Sale of shares pursuant to Rule 10b5-1 trading plan.
- F2Between May 23, 2016 and July 29, 2016, the reporting person acquired 4.868 shares of ADM Common Stock pursuant to an employee benefit plan. The information in this report is based on a plan statement dated July 29, 2016.
- F3The option becomes exercisable in five approximately equal annual installments beginning on August 8, 2009.