SEC Form 4 · accession 0000899243-18-017831
UNITED COMMUNITY FINANCIAL CORP · UCFC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Marty E Adams
Director
Period of report
Jun 20, 2018
Accepted (ET)
Jun 25, 2018 · 10:55 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000707886
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | Jun 20, 2018 | S | 100,000 | $11.50 | D | 300,000 | I | By Strategic Value Bank Partners L.P. |
| Common SharesF1 | Jun 21, 2018 | S | 50,000 | $11.33 | D | 250,000 | I | By Strategic Value Bank Partners L.P. |
| Common SharesF1 | Jun 21, 2018 | S | 50,000 | $11.30 | D | 200,000 | I | By Strategic Value Bank Partners L.P. |
| Common SharesF2,F1 | Jun 22, 2018 | S | 101,081 | $11.3086 | D | 98,919 | I | By Strategic Value Bank Partners L.P. |
| Common Shares | holding | — | — | — | 2,668 | D | ||
| Common Shares | holding | — | — | — | 200,330 | I | By Martin E. Adams Revocable Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reported shares are owned by Strategic Value Bank Partners L.P. The reporting person may be deemed the beneficial owner of such reported shares, pursuant to his position as managing member of Strategic Value Bank Partners LLC, the general partner of Strategic Value Bank Partners L.P. The reporting person disclaims beneficial ownership of the reported shares except to the extent of his pecuniary interest therein, and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of any reported shares exceeding such pencuniary interest for purposes of Section 16 or for any other purpose.
- F2The price reported is a weighted avergage price. These shares were sold in multiple transactions at prices ranging from $11.20 to $11.43, inclusive. The reporting person undertakes to provide to United Community Financial Corp. ("United Community"), any security holder of United Community or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth.