SEC Form 4 · accession 0000899243-17-022610
UNITED COMMUNITY FINANCIAL CORP · UCFC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jude J. Nohra
Officer — General Counsel & Secretary
Period of report
Sep 22, 2017
Accepted (ET)
Sep 26, 2017 · 8:43 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000707886
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares | Sep 22, 2017 | M | 17,782 | $2.10 | A | 86,431 | D | |
| Common Shares | Sep 22, 2017 | M | 9,785 | $5.8852 | A | 96,216 | D | |
| Common Shares | Sep 22, 2017 | F | 10,120 | $9.38 | D | 86,096 | D | |
| Common SharesF1 | Sep 25, 2017 | S | 22,260 | $9.1473 | D | 63,836 | D | |
| Common SharesF2 | Sep 26, 2017 | S | 33,088 | $9.244 | D | 30,748 | D | |
| Common Shares | holding | — | — | — | 47,264 | I | By 401(k) Plan | |
| Common Shares | holding | — | — | — | 1,974 | I | By Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F3 | $2.10 | Sep 22, 2017 | M | 17,782 | D | Dec 31, 2010 | Apr 29, 2020 | Common Shares | 17,782 | 0 | D |
| Stock Option (right to buy)F4 | $5.8852 | Sep 22, 2017 | M | 9,785 | D | Feb 27, 2008 | Feb 27, 2018 | Common Shares | 9,785 | 0 | D |
Explanation of responses
- F1The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.10 to $9.25, inclusive. The reporting person undertakes to provide to UCFC, any security holder of UCFC, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth.
- F2The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.19 to $9.43, inclusive. The reporting person undertakes to provide to UCFC, any security holder of UCFC, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth.
- F3The options became exercisable in two equal annual installments, beginning on the identified date, which was the first anniversary of the date on which the option was granted.
- F4The options become exercisable in three equal installments, beginning on the identified date, which was the first anniversary of the date on which the option was granted.