SEC Form 4 · accession 0000899243-17-017656
UNITED COMMUNITY FINANCIAL CORP · UCFC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jude J. Nohra
Officer — General Counsel & Secretary
Period of report
Jun 30, 2017
Accepted (ET)
Jul 3, 2017 · 11:42 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000707886
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares | Jun 30, 2017 | M | 12,218 | $2.10 | A | 80,867 | D | |
| Common SharesF1 | Jun 30, 2017 | S | 12,218 | $8.3652 | D | 68,649 | D | |
| Common Shares | holding | — | — | — | 47,264 | I | By 401(k) Plan | |
| Common Shares | holding | — | — | — | 1,974 | I | By Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F2 | $2.10 | Jun 30, 2017 | M | 12,218 | A | Dec 31, 2010 | Apr 29, 2020 | Common Shares | 12,218 | 17,782 | D |
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.35 to $8.4414, inclusive. The reporting person undertakes to provide to UCFC, any security holder of UCFC, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth.
- F2The options became exerciseable in two equal annual installments beginning on this date.