SEC Form 4 · accession 0000899243-16-035325
UNITED COMMUNITY FINANCIAL CORP · UCFC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Matthew T. Garrity
Officer — EVP Comm Lending & Cr Admin
Period of report
Dec 8, 2016
Accepted (ET)
Dec 12, 2016 · 6:24 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000707886
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares | Dec 8, 2016 | M | 20,000 | $1.30 | A | 62,757 | D | |
| Common Shares | Dec 8, 2016 | M | 10,000 | $2.10 | A | 72,757 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option to BuyF1 | $1.30 | Dec 8, 2016 | M | 20,000 | D | Dec 31, 2009 | Jun 25, 2019 | Common Shares | 20,000 | 0 | D |
| Stock Option to BuyF2 | $2.10 | Dec 8, 2016 | M | 10,000 | D | Dec 31, 2010 | Apr 29, 2020 | Common Shares | 10,000 | 30,000 | D |
Explanation of responses
- F1The options vested in three equal annual installments, beginning on 12/31/2009.
- F2The options vested in two equal annual installments, beginning on 12/31/2010.