SEC Form 4 · accession 0000899243-16-020998
UNITED COMMUNITY FINANCIAL CORP · UCFC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jude J. Nohra
Officer — General Counsel & Secretary
Period of report
May 25, 2016
Accepted (ET)
May 26, 2016 · 12:21 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000707886
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF3 | May 25, 2016 | M | 20,000 | $1.90 | A | 93,625 | D | |
| Common Shares | May 25, 2016 | F | 6,230 | $6.10 | D | 87,395 | D | |
| Common Shares | May 25, 2016 | D | 13,770 | $6.10 | D | 73,625 | D | |
| Common Shares | May 25, 2016 | M | 10,000 | $2.10 | A | 83,625 | D | |
| Common Shares | May 25, 2016 | F | 3,443 | $6.10 | D | 80,182 | D | |
| Common Shares | May 25, 2016 | D | 6,557 | $6.10 | D | 73,625 | D | |
| Common SharesF3 | holding | — | — | — | 46,546 | I | By 401(k) Plan | |
| Common SharesF3 | holding | — | — | — | 1,957 | I | By Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option to BuyF1 | $1.90 | May 25, 2016 | M | 20,000 | D | Dec 31, 2009 | May 8, 2019 | Common Shares | 20,000 | 0 | D |
| Stock Option to BuyF2 | $2.10 | May 25, 2016 | M | 10,000 | D | Dec 31, 2010 | Apr 29, 2020 | Common Shares | 10,000 | 0 | D |
Explanation of responses
- F1The options vested in three equal annual installments, beginning on this date.
- F2The options vested in two equal annual installments, beginning on this date.
- F3Changes in outstanding amounts relate to dividend reinvestment plan acquisitions in addition to the transactions noted in this report.