SEC Form 4 · accession 0000707605-18-000121
AMERISERV FINANCIAL INC /PA/ · ASRV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeffrey A Stopko
Officer — President & CEO ASRV & Bank
Period of report
Dec 6, 2018
Accepted (ET)
Dec 10, 2018 · 10:59 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000707605
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| CommonF2,F1 | Dec 6, 2018 | P | 1,097 | $4.10 | A | 60,717 | D | |
| CommonF2,F1 | Dec 7, 2018 | P | 903 | $4.0955 | A | 61,620 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F127,365 shares are held jointly with Mr. Stopko's wife.
- F2Purchased in 401(k).