SEC Form 4 · accession 0000707605-18-000115
AMERISERV FINANCIAL INC /PA/ · ASRV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kim W Kunkle
Director
Period of report
Nov 19, 2018
Accepted (ET)
Nov 27, 2018 · 11:29 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000707605
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| CommonF1 | Nov 19, 2018 | A | 92 | $4.2929 | A | 73,744 | D | |
| CommonF1,F2 | Nov 19, 2018 | A | 208 | $4.2929 | A | 73,952 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares acquired from dividend reinvestment.
- F2Mr. Kunkle also owns indirectly 39,263 common shares through Laurel Management Retirement Plan and 3,000 common shares through Laurel Holdings, Inc.