SEC Form 4 · accession 0000707605-17-000024
AMERISERV FINANCIAL INC /PA/ · ASRV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James T Huerth
Officer — Pres & CEO Trust Co.
Period of report
Feb 21, 2017
Accepted (ET)
Mar 1, 2017 · 9:44 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000707605
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| CommonF1 | Dec 21, 2017 | A | 0 | $3.9265 | A | 15,200 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $2.96 | holding | — | — | — | Apr 11, 2017 | Apr 11, 2026 | Common Stock | 10,000 | 78,286 | D |
Explanation of responses
- F1Shares acquired through dividend reinvestment.