SEC Form 5/A · accession 0000707605-17-000022
AMERISERV FINANCIAL INC /PA/ · ASRV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 5/A). It replaces an earlier filing for the same period.
Reporting owner
James T Huerth
Officer — Pres. & CEO AmeriServ Bank
Period of report
Dec 31, 2016
Accepted (ET)
Mar 1, 2017 · 9:31 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000707605
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| CommonF1 | Dec 31, 2016 | A | 9 | $3.70 | A | 15,170 | D | |
| CommonF2 | Dec 31, 2014 | A | 2 | $3.31 | A | 15,172 | D | |
| CommonF3 | Dec 31, 2015 | A | 4 | $3.25 | A | 15,176 | D | |
| CommonF4 | Apr 12, 2016 | A | 5 | $3.00 | A | 15,181 | D | |
| CommonF5 | Dec 31, 2016 | A | 19 | $3.2199 | A | 15,200 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares acquired through 401(k) plan during 2016.
- F2Dividend reinvestment shares acquired in 2014.
- F3Dividend reinvestment shares acquired in 2015.
- F4Shares acquired from anniversay award.
- F5Dividend reinvestment shares acquired in 2016.