SEC Form 4 · accession 0000707605-16-000149
AMERISERV FINANCIAL INC /PA/ · ASRV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Gregor T Young IV
Officer — President & CEO of Trust Co.
Period of report
Feb 1, 2016
Accepted (ET)
Feb 1, 2016 · 4:03 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000707605
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| CommonF1 | $2.28 | Feb 1, 2016 | A | 3,000 | A | Feb 16, 2014 | Feb 16, 2021 | Common | 3,000 | 3,000 | D |
Explanation of responses
- F1Options become exercisable in the amount of 1/3rd on or after the 1st anniversary date of grant, 2/3rds on or after the 2nd anniversary date of grant minus the aggregate number previously exercised, and the remainder may be exercised on or after the 3rd anniversary of the date of grant.