SEC Form 4 · accession 0000707605-15-000074
AMERISERV FINANCIAL INC /PA/ · ASRV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kim W Kunkle
Director
Period of report
May 19, 2015
Accepted (ET)
May 20, 2015 · 1:05 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000707605
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| CommonF2 | May 19, 2015 | A | 2,727 | $3.3005 | A | 77,252 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Annual Retainer of $9,000 payable in shares of Common Stock to each Independent director.
- F2Mr. Kunkle also holds Indirect 19,202.6953 shares held by Laurel Mgmt. Retirement Plan and 3,000 shares held by Laurel Holdings. In addition Laurel Mgmt. Retirement Plan holds 2,353 shares of Trust Preferred Securities.