SEC Form 4/A · accession 0000707605-15-000021
AMERISERV FINANCIAL INC /PA/ · ASRV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
James T Huerth
Officer — Interim Pres & CEO - Bank
Period of report
Dec 31, 2014
Accepted (ET)
Jan 23, 2015 · 11:49 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000707605
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| CommonF1 | Dec 31, 2014 | P | 6 | $3.1299 | A | 12,045 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $3.23 | holding | — | — | — | Mar 15, 2014 | Mar 15, 2023 | Common Stock | 6,384 | 35,786 | D |
Explanation of responses
- F1Shares purchased in 401(k) plan.