SEC Form 4 · accession 0000707605-15-000004
AMERISERV FINANCIAL INC /PA/ · ASRV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Glenn L Wilson
Officer — President & CEO
Period of report
Jan 5, 2015
Accepted (ET)
Jan 6, 2015 · 10:37 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000707605
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $1.68 | Jan 5, 2015 | P | 20,000 | A | Aug 17, 2010 | Aug 17, 2019 | Common Stock | 20,000 | 20,000 | D |
| Stock Option (Right to Buy) | $1.68 | Jan 5, 2015 | P | 18,304 | A | Aug 17, 2011 | Aug 17, 2019 | Common Stock | 18,304 | 38,304 | D |
| Stock Option (Right to Buy) | $2.75 | Jan 5, 2015 | P | 20,329 | A | Mar 15, 2014 | Mar 15, 2022 | Common Stock | 20,329 | 58,633 | D |