SEC Form 4/A · accession 0001192381-15-000026
LAM RESEARCH CORP · LRCX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Douglas R Bettinger
Officer — EVP, Chief Financial Officer
Period of report
Feb 19, 2015
Accepted (ET)
Jul 28, 2015 · 2:33 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000707549
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF3,F1,F2 | Feb 19, 2015 | S | 1,540 | $81.67 | D | 41,225 | D | |
| Common StockF1,F2 | Feb 19, 2015 | M | 3,974 | $51.76 | A | 45,199 | D | |
| Common StockF3,F1,F2 | Feb 19, 2015 | S | 3,974 | $81.67 | D | 41,225 | D | |
| Common StockF1,F2 | Feb 19, 2015 | M | 855 | $51.76 | A | 42,080 | D | |
| Common StockF1,F2 | Feb 19, 2015 | M | 8,205 | $42.41 | A | 50,285 | D | |
| Common StockF3,F1,F2 | Feb 20, 2015 | S | 427 | $82.92 | D | 49,858 | D | |
| Common StockF3,F1,F2 | Feb 20, 2015 | S | 4,102 | $82.92 | D | 45,756 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F4 | $51.76 | Feb 19, 2015 | M | 3,974 | A | — | Feb 18, 2021 | Common Stock | 3,974 | 35,263 | D |
| Employee Stock Option (Right to Buy)F4 | $51.76 | Feb 19, 2015 | M | 855 | A | — | Feb 18, 2021 | Common Stock | 855 | 34,408 | D |
| Employee Stock Option (Right to Buy) | $42.41 | Feb 19, 2015 | M | 8,205 | A | Feb 8, 2015 | Mar 11, 2020 | Common Stock | 8,205 | 26,203 | D |
Explanation of responses
- F1Amount reported includes shares subject to unvested Restricted Stock Units.
- F2This Form 4/A is being filed solely to correct clerical errors in the entries in Column 5 of Table I of Mr. Bettinger's Form 4 filed on February 23, 2015.
- F3Shares sold pursuant to 10b5-1 Trading Plan.
- F433.3% of the stock options will vest on 2/18/15, 2/18/16, and 2/18/17.