SEC Form 4 · accession 0001192381-15-000021
LAM RESEARCH CORP · LRCX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Douglas R Bettinger
Officer — EVP, Chief Financial Officer
Period of report
Feb 18, 2015
Accepted (ET)
Feb 20, 2015 · 9:37 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000707549
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 18, 2015 | F | 3,359 | $81.92 | D | 42,765 | D | |
| Common StockF1 | Feb 18, 2015 | M | 27,162 | $42.41 | A | 69,927 | D | |
| Common StockF2,F3,F1 | Feb 18, 2015 | S | 27,162 | $81.817 | D | 42,765 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | $42.41 | Feb 18, 2015 | M | 27,162 | A | Feb 8, 2015 | Mar 11, 2020 | Common Stock | 27,162 | 39,237 | D |
Explanation of responses
- F1Amount reported includes shares subject to unvested Restricted Stock Units.
- F2Shares sold pursuant to 10b5-1 Trading Plan.
- F3The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $81.43 - $82.26, inclusive.