SEC Form 4 · accession 0001192381-15-000018
LAM RESEARCH CORP · LRCX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Martin B Anstice
Officer — President and CEO · Director
Period of report
Feb 18, 2015
Accepted (ET)
Feb 20, 2015 · 5:10 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000707549
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 18, 2015 | F | 8,736 | $81.92 | D | 160,968 | D | |
| Common StockF1 | Feb 18, 2015 | M | 88,005 | $42.61 | A | 248,973 | D | |
| Common StockF2,F3,F1 | Feb 18, 2015 | S | 88,005 | $81.795 | D | 160,968 | D | |
| Common StockF1 | Feb 18, 2015 | M | 12,557 | $51.76 | A | 173,525 | D | |
| Common StockF2,F4,F1 | Feb 18, 2015 | S | 12,557 | $82.149 | D | 160,968 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) | $42.61 | Feb 18, 2015 | M | 88,005 | D | Feb 8, 2015 | Feb 8, 2020 | Common Stock | 88,005 | 81,627 | D |
| Employee Stock Option (Right to Buy)F5 | $51.76 | Feb 18, 2015 | M | 12,557 | D | — | Feb 18, 2021 | Common Stock | 12,557 | 69,070 | D |
Explanation of responses
- F1Amount reported includes shares subject to unvested Restricted Stock Units
- F2Shares sold pursuant to 10b5-1 Trading Plan.
- F3The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $81.43 - $82.08, inclusive.
- F4The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $82.08 - $82.35, inclusive.
- F533.3% of the stock options will vest on 2/18/15, 2/18/16 and 2/18,17.