SEC Form 4 · accession 0000707549-19-000012
LAM RESEARCH CORP · LRCX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kevin Jennings
Officer — Senior Vice President
Period of report
Feb 6, 2019
Accepted (ET)
Feb 7, 2019 · 8:26 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000707549
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Feb 6, 2019 | S | 139 | $180.00 | D | 8,887 | D | |
| Common StockF3,F2 | Feb 6, 2019 | M | 1,553 | $119.67 | A | 10,440 | D | |
| Common StockF3,F2 | Feb 6, 2019 | S | 1,553 | $180.00 | D | 8,887 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F4 | $119.67 | Feb 6, 2019 | M | 1,553 | D | — | Mar 1, 2024 | Common Stock | 1,553 | 3,107 | D |
Explanation of responses
- F1Shares sold pursuant to 10b5-1 Trading Plan.
- F2Amount reported includes shares subject to unvested Restricted Stock Units.
- F3Shares exercised pursuant to 10b5-1 Trading Plan.
- F433.3% of the stock options will vest on 3/1/2018, 3/1/2019, and 3/1/2020.