SEC Form 4 · accession 0000707549-18-000060
LAM RESEARCH CORP · LRCX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard A Gottscho
Officer — Executive Vice President
Period of report
Mar 7, 2018
Accepted (ET)
Mar 9, 2018 · 12:23 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000707549
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Mar 7, 2018 | M | 3,722 | $80.60 | A | 63,945 | D | |
| Common StockF1,F2 | Mar 7, 2018 | M | 9,403 | $75.57 | A | 73,348 | D | |
| Common StockF1,F2 | Mar 7, 2018 | M | 3,741 | $119.67 | A | 77,089 | D | |
| Common StockF3,F4,F2 | Mar 7, 2018 | S | 16,866 | $210.02 | D | 60,223 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F1 | $80.60 | Mar 7, 2018 | M | 3,722 | D | Feb 11, 2018 | Feb 11, 2022 | Common Stock | 3,722 | 0 | D |
| Employee Stock Option (Right to Buy)F1 | $75.57 | Mar 7, 2018 | M | 9,403 | D | Mar 1, 2018 | Mar 1, 2023 | Common Stock | 9,403 | 9,403 | D |
| Employee Stock Option (Right to Buy)F1 | $119.67 | Mar 7, 2018 | M | 3,741 | D | Mar 1, 2018 | Mar 1, 2024 | Common Stock | 3,741 | 7,483 | D |
Explanation of responses
- F1Shares exercised pursuant to 10b5-1 Trading Plan.
- F2Amount reported includes shares subject to unvested Restricted Stock Units.
- F3Shares sold pursuant to 10b5-1 Trading Plan.
- F4The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $210.00 to $210.14, inclusive.