SEC Form 4 · accession 0000707549-17-000116
LAM RESEARCH CORP · LRCX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Timothy Archer
Officer — Chief Operating Officer
Period of report
Sep 18, 2017
Accepted (ET)
Sep 20, 2017 · 5:59 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000707549
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Sep 18, 2017 | M | 5,795 | $51.76 | A | 83,469 | D | |
| Common StockF3,F2 | Sep 18, 2017 | S | 5,795 | $176.76 | D | 77,674 | D | |
| Common StockF3,F2 | Sep 18, 2017 | S | 9,843 | $175.00 | D | 67,831 | D | |
| Common Stock | holding | — | — | — | 4,414 | I | By 401(k) | |
| Common Stock | holding | — | — | — | 521 | I | By Spouse 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) | $51.76 | Sep 18, 2017 | M | 5,795 | D | Feb 18, 2015 | Feb 18, 2021 | Common Stock | 5,795 | 0 | D |
Explanation of responses
- F1Shares exercised pursuant to 10b5-1 Trading Plan
- F2Amount reported includes shares subject to unvested Restricted Stock Units.
- F3Shares sold pursuant to 10b5-1 Trading Plan.