SEC Form 4 · accession 0000707549-17-000046
LAM RESEARCH CORP · LRCX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Martin B Anstice
Officer — President and CEO
Period of report
Mar 13, 2017
Accepted (ET)
Mar 14, 2017 · 4:40 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000707549
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | Mar 13, 2017 | S | 34,304 | $120.30 | D | 136,689 | D | |
| Common StockF1,F4,F3 | Mar 13, 2017 | S | 8,000 | $121.85 | D | 128,689 | D | |
| Common StockF1,F5,F3 | Mar 13, 2017 | S | 5,696 | $122.22 | D | 122,993 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares sold pursuant to 10b5-1 Trading Plan.
- F2The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $120.02 to $121.00, inclusive.
- F3Amount reported includes shares subject to unvested Restricted Stock Units.
- F4The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $121.15 to $122.14, inclusive.
- F5The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $122.15 to $122.38, inclusive.