SEC Form 4 · accession 0000707549-16-000115
LAM RESEARCH CORP · LRCX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Martin B Anstice
Officer — President and CEO
Period of report
Dec 1, 2016
Accepted (ET)
Dec 5, 2016 · 6:32 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000707549
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Dec 1, 2016 | S | 1,265 | $100.21 | D | 164,025 | D | |
| Common StockF3,F2 | Dec 2, 2016 | S | 5,583 | $100.20 | D | 158,442 | D | |
| Common StockF4,F2 | Dec 2, 2016 | S | 8,752 | $100.76 | D | 149,690 | D | |
| Common StockF2 | Dec 2, 2016 | S | 400 | $101.48 | D | 149,290 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $100.00 to $100.84, inclusive.
- F2Amount reported includes shares subject to unvested Restricted Stock Units.
- F3The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $99.41 to $100.39, inclusive.
- F4The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $100.46 to $101.42, inclusive.