SEC Form 4 · accession 0000914190-19-000061
REGENERX BIOPHARMACEUTICALS INC · RGRX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph C McNay
Director
Period of report
Feb 27, 2019
Accepted (ET)
Mar 1, 2019 · 4:44 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000707511
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 6,524,122 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Convertible Promissory Note (right to buy) | $0.12 | Feb 27, 2019 | P | — | A | Feb 27, 2019 | Feb 27, 2024 | Common Stock | 104,167 | — | D |
| Common Stock Warrant (right to buy) | $0.18 | Feb 27, 2019 | P | 78,125 | A | Aug 27, 2019 | Feb 27, 2024 | Common Stock | 78,125 | 78,125 | D |
| Stock Option (right to buy)F1 | $0.57 | holding | — | — | — | — | Apr 10, 2019 | Common Stock | 8,024 | 8,024 | D |
| Stock Option (right to buy)F1 | $0.16 | holding | — | — | — | — | Apr 3, 2019 | Common Stock | 50,000 | 50,000 | D |
| Stock Option (right to buy)F1 | $0.21 | holding | — | — | — | — | Mar 25, 2021 | Common Stock | 120,000 | 120,000 | D |
| Stock Option (right to buy)F1 | $0.19 | holding | — | — | — | — | Feb 11, 2022 | Common Stock | 100,000 | 100,000 | D |
| Stock Option (right to buy)F1 | $0.36 | holding | — | — | — | — | Jun 30, 2022 | Common Stock | 100,000 | 100,000 | D |
| Stock Option (right to buy)F2 | $0.64 | holding | — | — | — | — | Mar 16, 2023 | Common Stock | 100,000 | 100,000 | D |
| Stock Option (right to buy)F3 | $0.28 | holding | — | — | — | — | Sep 1, 2027 | Common Stock | 125,000 | 125,000 | D |
| Stock Option (right to buy)F4 | $0.21 | holding | — | — | — | — | Jul 17, 2028 | Common Stock | 200,000 | 200,000 | D |
Explanation of responses
- F1100% vested.
- F225,000 shares vest on each of 3/16/16, 3/16/17, 3/16/18 and 3/16/19.
- F331,250 shares vest on each of 9/1/17, 9/1/18, 9/1/19 and 9/1/20.
- F450,000 shares vest on each of 7/17/18, 7/17/19, 7/17/20 and 7/17/21.