SEC Form 4 · accession 0000921895-18-002230
DIGIRAD CORP · DRAD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeffrey E. Eberwein
Director
Period of report
Aug 6, 2018
Accepted (ET)
Aug 8, 2018 · 7:44 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000707388
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Aug 8, 2018 | M | 12,500 | — | A | 516,341 | D | |
| Common StockF3 | holding | — | — | — | 2,811 | I | By: Lone Star Value Investors GP, LLC |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF1,F4 | — | Aug 6, 2018 | A | 12,500 | A | — | — | Common Stock | 12,500 | 12,500 | D |
| Restricted Stock UnitF1,F2,F5 | — | Aug 8, 2018 | M | 12,500 | D | — | — | Common Stock | 12,500 | 0 | D |
Explanation of responses
- F1Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock.
- F2This transaction represents the settlement of Restricted Stock Units in shares of common stock on their scheduled vesting date.
- F3Shares owned directly by Lone Star Value Investors GP, LLC ("Lone Star Value GP"). Mr. Eberwein, as the manager of Lone Star Value GP, may be deemed the beneficial owner of the securities owned by Lone Star Value GP. Mr. Eberwein expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
- F4One hundred percent (100%) of the Restricted Stock Units are scheduled to vest on the one (1) year anniversary of August 6, 2018, subject to the Reporting Person continuing to be a service provider through such date.
- F5On August 8, 2017 the Reporting Person was granted 12,500 Restricted Stock Units. As to this grant, 100% of the Restricted Stock Units fully vested on August 8, 2018.
Remarks
Exhibit 24 - Power of Attorney