SEC Form 4 · accession 0000921895-16-002938
DIGIRAD CORP · DRAD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Raymond William Vogel
Officer — CEO of DMS Health Technologies
Period of report
Jan 1, 2016
Accepted (ET)
Jan 5, 2016 · 4:09 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000707388
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF3,F1,F2 | — | Jan 1, 2016 | A | 20,000 | A | — | — | Common Stock | 20,000 | 20,000 | D |
Explanation of responses
- F1Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock.
- F2These Restricted Stock Units were granted under the Issuer's 2011 Inducement Stock Incentive Plan. One-third (1/3) of the Restricted Stock Units are scheduled to vest on each anniversary of January 1, 2016 (and if there is no corresponding day, on the last day of the month), subject to the Reporting Person continuing to be a service provider through each such date.
- F3The Reporting Person is the Chief Executive Officer of DMS Health Technologies, Inc., a wholly-owned subsidiary of the Issuer.