SEC Form 4 · accession 0000707179-19-000038
OLD NATIONAL BANCORP /IN/ · ONB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Todd C Clark
Officer — EXEC VP - CIO
Period of report
Mar 1, 2019
Accepted (ET)
Mar 4, 2019 · 3:47 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000707179
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCKF2 | holding | — | — | — | 50,394 | D | ||
| COMMON STOCKF3 | holding | — | — | — | 22,830 | D | ||
| COMMON STOCKF3 | holding | — | — | — | 15,909 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| PHANTOM STOCKF4,F1 | $17.73 | Mar 1, 2019 | P | 3,696 | A | — | — | COMMON STOCK | 3,696 | 3,877 | D |
| EMPLOYEE STOCK OPTION | $3.76 | holding | — | — | — | Mar 2, 2011 | Mar 2, 2021 | COMMON STOCK | 7,120 | 7,120 | D |
| EMPLOYEE STOCK OPTION | $3.71 | holding | — | — | — | Mar 2, 2012 | Mar 2, 2022 | COMMON STOCK | 7,120 | 7,120 | D |
| EMPLOYEE STOCK OPTION | $5.67 | holding | — | — | — | Mar 6, 2013 | Mar 6, 2023 | COMMON STOCK | 2,670 | 2,670 | D |
Explanation of responses
- F1Each share of phantom stock represents the right to receive one share of ONB common stock or the cash value thereof.
- F2Includes 32,250 restricted stock units, 8,626 restricted stock shares and 9,518 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
- F3Shares held with a broker.
- F4Shares of phantom stock are payable in cash following termination of the reporting person's employment with ONB or reporting person becoming disabled. The reporting person may transfer his phantom stock account into an alternative investment account at any time.