SEC Form 4 · accession 0000707179-18-000141
OLD NATIONAL BANCORP /IN/ · ONB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James C Ryan III
Officer — SEVP-CFO
Period of report
Sep 7, 2018
Accepted (ET)
Sep 10, 2018 · 9:38 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000707179
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCKF1 | holding | — | — | — | 1,371 | I | ONB KSOP | |
| COMMON STOCKF3 | holding | — | — | — | 2,000 | D | ||
| COMMON STOCKF2 | holding | — | — | — | 2,430 | D | ||
| COMMON STOCKF4 | holding | — | — | — | 3,021 | D | ||
| COMMON STOCKF5 | holding | — | — | — | 102,326 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| PHANTOM STOCKF7,F6 | $20.55 | Sep 7, 2018 | P | 46 | A | — | — | COMMON STOCK | 46 | 994 | D |
Explanation of responses
- F1KSOP balance updated based upon current data.
- F2Shares held in an IRA with a broker.
- F3Shares held with a broker.
- F4Old National Bancorp Employee Stock Purchase Plan.
- F5Includes 48,750 restricted stock units, 11,251 restricted stock shares and 42,325 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
- F6Each share of phantom stock represents the right to receive one share of ONB common stock or the cash value thereof.
- F7Shares of phantom stock are payable in cash following termination of the reporting person's employment with ONB or reporting person becoming disabled. The reporting person may transfer his phantom stock account into an alternative investment account at any time.