SEC Form 4 · accession 0000707179-18-000065
OLD NATIONAL BANCORP /IN/ · ONB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert G Jones
Officer — CHAIRMAN AND CEO · Director · 10% Owner
Period of report
Jan 25, 2018
Accepted (ET)
Apr 19, 2018 · 10:14 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000707179
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCKF5 | Jan 25, 2018 | A | 68,500 | $17.50 | A | 353,855 | D | |
| COMMON STOCKF1 | holding | — | — | — | 7,938 | D | ||
| COMMON STOCKF2 | holding | — | — | — | 68,505 | D | ||
| COMMON STOCKF3 | holding | — | — | — | 3,482 | I | ONB KSOP | |
| COMMON STOCKF4 | holding | — | — | — | 14,180 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| EMPLOYEE STOCK OPTION | $13.31 | holding | — | — | — | Feb 1, 2010 | Jan 29, 2019 | COMMON STOCK | 49,000 | 49,000 | D |
| PHANTOM STOCKF6 | $17.75 | holding | — | — | — | — | — | COMMON STOCK | 448 | 61,674 | D |
Explanation of responses
- F1Old National Bancorp Employee Stock Purchase Plan.
- F2Shares held with a broker.
- F3KSOP balance updated based upon current data.
- F4Shares held in Oltrust FBO Robert and Lisa Jones.
- F5Includes 272,100 restricted stock units and 81,755 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
- F6Shares of phantom stock are payable in cash following termination of the reporting person's employment with ONB or reporting person becoming disabled. The reporting person may transfer his phantom stock account into an alternative investment account at any time.